Nazi Conspiracy and Aggression Volume 2
Chapter XVI Part 4

Chapter XVI Part 3 Contents Chapter XVI Part 5



Chief of the Armed Forces Department in the Reichs Ministry of War (Wehrmachtsamt in Reichskriegsministerium), 1 October 1935 to 4 February 1938. (3019-PS)

Chief of the Supreme Command of the Armed Forces (Chief of OKW), equal in rank to a Reichs Minister. (1915-PS)

Member of the Secret Cabinet Council, 4 February 1938 to 1945. (2031-PS)

Member of Ministerial Council for the defense of the Reich, 30 August 1939 to 1945. (2018-PS)

Member of Reichs Defense Council, 4 September 1938 to 1945. (2194-PS)

Field Marshal, July 1940 to 1945. (3020-PS)


As Chief of the Wehrmachtsamt in the Ministry of War, Keitel was Chief of Staff for von Blomberg, who was both Minister of War and Commander-in-chief of the armed Forces.

On 4 February 1938 Hitler abolished the Ministry of War, assumed direct command of the Armed Forces himself, and created the OKW (Oberkommando der Wehrmacht). The OKW advised Hitler on the most important military questions, and prepared and transmitted directives to the Armed Forces. Thus it exercised great influence on the formation of the German military policy and the conduct of military affairs.

Keitel was made Chief of the OKW, with rank equal to that of Reichsminister. He was also given authorities of the former Minister of War, and continued to perform the administrative duties of that position. (1915-PS; 1954-PS; 3704-PS)

In addition to its ministerial functions, the OKW was Hitler's military staff. Its most important duty was the development of strategic and operational plans. Such plans were worked out by the OKW Operations Staff in broad outline, and then in more detail by the commanders and chiefs of staff of the Army, Navy, and Air Force. After Hitler had approved the plans they were transmitted by the OKW to the respective military authorities. (3705-PS; 3702-PS; 3707-PS).


Keitel's conspiratorial activities started immediately after the Nazis came to power. As early as in May 1933, when Germany was still a member of the League of Nations, Keitel gave directives for deceiving "Geneva" in rearmament matters.

At the second meeting of the Working Committee of the Councillors for Reich Defense on 22 May 1933, Colonel Keitel emphasized that the supreme consideration guiding the work of the committee was to be secrecy. "No document", he said, "ought to be lost, since otherwise it may fall into the hands of the enemy's intelligence service. Orally transmitted matters are not provable; they can be denied by us in Geneva." He requested that written documents not be sent through the mails, or, if it was absolutely necessary to do so, that they be addressed, not to a government agency or office (where they might be opened by the mail clerks) but to the recipient personally. (EC-177)

The fact that Keitel was a member of the Nazi conspiracy in good standing is apparent from his statement that he held the Golden Party Badge, and that consequently the Party considered him a member as from the autumn of 1944, when the law against military personnel being members of the Party was changed (1944 RGBl. I, 317). His political convictions were those of National Socialism, and he was a loyal follower of Hitler. (1954-PS)

At the second meeting of the Working Committee of the Councillors for Reich Defense held on 26 April 1933, the chairman, Colonel Keitel, pointed out the necessity and desirability for the creation of the Reich Defense Council which had been determined on by a cabinet decision of 4 April 1933. He said that a general program for the creation of a war economy had already been completed, but that it would take a long time to carry out the program. He explained that it was the purpose and objective of the Working Committee of the new Defense Council to overcome these difficulties. (EC-177)

On 6 December 1935 General Major Keitel, chairman of the eleventh meeting of the Reich Defense Council, pointed out that the mobilization year was to begin on 1 April and to end on 31 March of the following year. For the first time, a "Mobilization Book for Civilian Agencies" was to be issued on 1 April 1936. Keitel said that this day, to the extent possible, should find the nation ready and prepared. He declared that, according to the will of the Fuehrer, the economic management of the country should put the enhancement of military capacity above all other national tasks. Keitel emphasized that it was the function of all members of the Reich Defense Council to use all available resources economically and to ask for only such funds and raw materials as were absolutely and exclusively needed for the defense of the Reich.

In the presence of Keitel, Colonel Jodl said that the "Mobilization Book for the Civilian Agencies" constituted the unified basis for the carrying out of mobilization outside of the Army. (EC-406)

The Twelfth meeting of the Working Committee of the Reich Defense Council, held on 14 May 1936, was opened by Field Marshal von Blomberg, War Minister and Supreme Army Commander. he stressed the necessity for a total mobilization, including the drafting of the necessary laws, preparations in the re-militarized Rhineland zone, financing and rearmament. Lt. General Keitel, in his capacity as chairman of the Working Committee of the Reich Defense Council, again stressed the necessity for secrecy. Ministerial Director Wohlthat pointed out that, in order to guarantee rearmament and an adequate food supply, an increase in production and utmost economy were necessary, a postulate that had led to the special mandate given by the Fuehrer to Minister President Goering. (EC-407)

Keitel participated also in the activities of the conspirators to re-militarize the Rhineland. At that time he was Chief of the Wehrmachtsamt under von Blomberg and signed, on the latter's behalf, the order for naval participation in the operation. (C-194)

Keitel also took part in the war-planning activities of the Reich Cabinet, of which he was a member. The cabinet consulted by meetings, and by the circulation of decrees among its members for their approval or disapproval. (See generally Section 3 of Chapter XV on the Reich Cabinet.) Keitel was a member of the Secret Cabinet Council, which has been described as "a select committee" of the cabinet for deliberation on foreign affairs. (1774-PS)

A Reich Defense Council was established by the ordinary cabinet in 1933. It was a war-planning group, and Keitel took part in the meetings of its working committee. (EC-177; EC-406; EC-407)

On 4 December 1938 a Secret Defense Law was passed, which defined the duties of the Reich Defense Council. As Chief of OKW, Keitel was a member of the council, and he also presided over the Council's Working Committee (Reichsverteidigungsausschuss). (2194-PS)

The Secret Defense Law of 1938 provided for a Plenipotentiary for Economy, whose task was to "put all economic forces into the service of the Reich defense, and to safeguard economically the life of the German nation", and for a Plenipotentiary for Administration, whose duties were to take over "the uniform leadership of the non-military administration with exception of the economic administration" upon the declaration of a "state of defense". Certain ministries were, in peace-time, bound by the directives of the plenipotentiaries. The latter were bound, in turn, under certain conditions, together with the ministries subordinate to them, to take directions from the Chief of OKW. Keitel could also, in a state of defense, issue orders to the Minister of Transport and the Minister of Posts. In addition, he presided over the Council's Working Committee, which prepared the Council's decisions, saw that they were executed, and obtained collaboration between the armed forces, the chief Reich offices, and the Party. Keitel regulated the activities of this committee and issued directions to the plenipotentiaries and certain Reich ministries to assure uniform execution of the council's decisions. (2194-PS)

The two plenipotentiaries and the OKW formed what was known as a "Three Man College" (2608-PS). This system of a three man college functioned as follows, from a legislative point of view: The Plenipotentiary for Economy was empowered by paragraph 4 of the Secret Defense Law of 4 September 1938 to issue laws within his sphere, with the consent of the OKW and the Plenipotentiary for Administration, which differed from existing laws. Similarly, the Plenipotentiary for Administration was empowered by paragraph 3 of the same law to issue laws within his sphere, with the consent of the OKW and the Plenipotentiary for Economy, which differed from existing laws.

In the spheres of the Reich Minister of Posts, the Reich Minister of Transport and of the General Inspector for German roads (Generalinspektor fuer die Strassenwesen), the Chief of the OKW had the right, under paragraph 5 of the same law, to issue laws, in agreement with the Plenipotentiaries for Administration and Economy, which differed from existing laws. (2194-PS)

The legislative function of the three man college, prior to 9 September 1939 was one of drafting decrees to be used in time of war.

The Council of Ministers for the Defense of the Reich was established by a decree of Hitler on 30 August 1939. It was formed out of the Reich Defense Council, and included among its members the two plenipotentiaries of the council and the Chief of OKW. (2018-PS)

The Council had the power to pass decrees with the force of law, and to legislate for the occupied Eastern Territories (1939 RGBl, I, 2077). Decrees of the council were circulated, before enactment, among all the members by written communication from Dr. Lammers, who was also on the Council. (2231-PS)

Frick has referred to the Council of Ministers as "the highest permanent organ of the Reich with comprehensive jurisdiction, responsible only to the Fuehrer". "The composition of the Ministerial Council for the Defense of the Reich", he added, "shows the real concentration of power in it". He said also that Keitel was liaison between the council and the armed forces, it being primarily his duty to coordinate the measures for civilian defense in the area of administration and economy with the genuine military measures for the defense of the Reich. (2608-PS)

Keitel also took an active part in collaborating with and in instigating the Japanese to enter the war. Nazi policy with regard to Japan was expressed in an order signed by Keitel on 5 March 1941. This order was distributed to the OKH, OKM, and OKL, and also to Jodl. It stated that Japan must be drawn actively into the war, and that the taking of Singapore would mean a decisive success for the three powers. (C-75)

At about the time this order was issued, a meeting was held with Hitler, in which Raeder urged that Japan be induced to attack Singapore. Keitel and Jodl were both present at this meeting. (C-152)

Keitel may have known of a report from the Military Attaché in Tokyo that preparations were continuing for a sudden attack on Singapore and Manila. (1538-PS)


(See "F" 1 through 7, infra, where the joint responsibility of Keitel and Jodl for these activities is discussed.)


(1) Murder and ill treatment of civilian populations in occupied territory and on the high seas. Keitel committed many crimes of this nature, by ordering such criminal activities.

On 13 May 1941 Keitel, as Chief of OKW, signed an order from the Fuehrer's Headquarters providing that Russian civilians suspected of offenses against German troops should be shot or ruthlessly punished without a military trial, and that prosecution of German soldiers for offenses against Russian civilians was not required (C-50). On 27 July 1941 he ordered that all copies of this decree should be destroyed, but without affecting its validity. (C-51)

On 23 July 1941 Keitel signed an order concerning the administration of occupied Russia. This order provided that legal punishments were inadequate in so great an area, and that troops should use terrorism in crushing the population's will to resist. (C-52)

Keitel signed one of the so-called Nacht und Nebel decrees on 7 December 1941. It provided that in occupied territories of the west civilians would be tried for offenses against the German state only if the death sentence was likely to be carried out within a few days of arrest. Otherwise the accused would be taken to Germany, and no information would be given about them in reply to any inquiries. (666-PS)

By a first ordinance of 7 December 1941 Keitel made the provisions of the foregoing directive applicable to the following offenses; attacks against life or bodily health, espionage, sabotage, communistic conspiracy, offenses likely to create disturbances, assistance to the enemy, and illicit possession of arms. His ordinance also provided that the offenses mentioned were to be tried in the occupied countries only if it were likely that the death sentence would be pronounced, and if it were possible to complete trial and execution within a very short time, as a rule within a week after arrest. In case of trial in Germany, it was provided that alien witnesses could be heard only with the consent of the High Command of the Armed Forces and that the public would not be admitted to the proceedings. (L-90)

In a communication issued by him in his capacity as Chief of the High Command of the Armed Forces Keitel on 12 December 1941 stated with respect to the aforementioned directive and ordinance:

"Efficient and enduring terrorization can be achieved only either by capital punishment or by measures to keep the relatives of the criminal and the population in the dark as to the fate of the criminal. This aim is achieved by transferring the criminal to Germany." (L-90)

In pursuance of Keitel's Nacht und Nebel decree, Admiral Canaris on 2 February 1942 issued instructions to the Abwehr to punish crimes against the Wehrmacht accordingly. At first the order was to apply only to Norway, Holland, Belgium, and France. (833-PS)

The Chief of the SIPO and SD reported to OKW on 24 June 1942 that a Frenchman had died while awaiting trial in Germany, and that, in order to create anxiety in accordance with the decree, his family had not been notified. Keitel's OKW approved of this procedure, which had been established for such cases by an OKW order of 16 April 1942. (668-PS)

When, on 20 April 1941 Hitler appointed Rosenberg "Deputy for a Centralized Treatment of Problems concerning the Eastern Territories," Keitel was asked to designate a representative of OKW to sit with Rosenberg. Keitel designated Jodl as his representative and Warlimont as deputy. (865-PS)

Thus Keitel and Jodl share the responsibility for crimes committed by Rosenberg's administration. In this connection reference is made to section 7 of this chapter on Rosenberg.

Among the decrees issued by the Council of Ministers, of which Keitel was a member, are two which connect him with harsh treatment of inhabitants of the Occupied Eastern Territories. (2746-PS; 2039-PS)

(2) Deportation of civilian populations in occupied territories for slave labor and other purposes. Keitel's connection with the forced labor program began at a meeting with Hitler on 23 May 1939, when it was announced that Poland would be invaded, and also that non-German populations would be available as a source of labor. (L-79)

Keitel directed the execution of Hitler's order to use Russian prisoners of war in German war industries, and stated that OKW (AWA) would furnish to the Secretary of Labor information on the use of such labor, and provide the labor force. (EC-194)

Sauckel was appointed Plenipotentiary General for Manpower by a decree of 21 March 1942, signed by Hitler, Lammers, and Keitel. (1666-PS)

On 8 September 1942 Keitel initialed a Hitler order requiring citizens of France, Holland, and Belgium to work on the "Atlantic Wall". The order was to be enforced by the withdrawal of food and clothing ration cards (556-2-PS). Keitel was informed of the quotas of foreign laborers which Sauckel and his agents were to fill. Sauckel requested the assistance of the Army, and asked that pressure be used to obtain the quotas, if necessary. (3012-PS)

At a conference with Hitler on 4 January 1944, at which Keitel was present, it was determined that Sauckel should obtain 4,000,000 new workers from occupied territories. (1292-PS)

(3) Murder and ill treatment of prisoners of war, and of other members of the armed forces of the countries with which Germany was at war, and of persons on the high seas. On 18 October 1942 Hitler ordered that commando troops, even if in uniform, should be killed, not only in battle, but in flight or while attempting to surrender (498-PS). An order regulating the treatment of paratroopers had been issued by Keitel about a month earlier. It provided that captured paratroopers were to be turned over to the SD. (553-PS)

A supplementary explanation of the commando order, signed by Hitler, was distributed to commanding officers only, with a covering memorandum dated 19 October 1942, signed by Jodl (503-PS). Several cases are known in which the order was carried out (508-PS; 509-PS). Three specific instances were mentioned by the G-3 of the C-in-C, Norway, where captured members of sabotage units were executed after interrogations which resulted in valuable intelligence. These occurred at Glomfjord, Drontheim, and Stavanger. (512-PS)

On 23 June 1944 the Supreme command West requested instructions redefining the scope of the commando order. In view of the extensive landings in Normandy, it had become difficult to decide which paratroops should be considered sabotage troops under the terms of the order, and which should be considered as engaged in normal combat operations. The question was answered by an order of 25 June 1944, one copy of which was signed by Keitel, reaffirming the full force of the original order (531-PS; 551-PS). Keitel extended the application of the commando order to members of Anglo-American and Russian "military missions" taken in the fighting against the partisans in the southeast and southwest. (537-PS)

When allied fliers were forced to land in Germany, they were sometimes killed by the civilian population. The police had orders not to protect the fliers, nor to punish civilians for lynching them. A proposal was considered to order the shooting without court-martial of enemy airmen who had been forced down after engaging in specified "acts of terror". Whether or not the order was ever issued is immaterial, for it is certain that Keitel and Jodl knew of the lynchings, did nothing to prevent them, and in fact considered giving them official justification.

(See also "F", 8, infra, in which the joint responsibility of Keitel and Jodl for the lynching of Allied airmen is discussed.)

Keitel's criminal activities against Soviet prisoners of war are shown by the following. On 8 September 1941 Keitel's OKW issued a regulation for the treatment of Soviet prisoners of war. It stated that Russian soldiers would fight by any methods for the idea of Bolshevism and that consequently they had lost any claim to treatment in accordance with the Geneva Convention. Stern measures were to be employed against them, including the free use of weapons. The politically undesirable prisoners were to be segregated from the others and turned over to "special purpose units" of the Security Police and the Security Service. There was to be the closest cooperation between the military commanders and these police units. (1519-PS)

Admiral Canaris of the Abwehr considered this order in such direct violation of the general principles of International Law that he addressed a memorandum of protest to Keitel on 15 September 1941. He pointed out that, while the Geneva convention was not binding between Germany and the USSR, the usual rules of International Law should be observed; that such instructions, particularly those concerning the use of weapons, would result in arbitrary killings; and that the disposition of politically undesirable prisoners would be decided by the SIPO and the SD according to principles of which the Wehrmacht was ignorant. (As to this argument, Keitel wrote in the margin "Very efficient" and "Not at all.") Keitel received and considered this memorandum, for on its first page there is the following comment in his handwriting, dated 23 September and initialed "K":

"The objections arise from the military concept of chivalrous warfare. This is the destruction of an ideology. Therefore I approve and back the measures." (EC-338)

The regulations which Canaris had protested were restated on 24 March 1942, but their essential provisions were unchanged. (695-PS)

An order of Keitel's OKW dated 29 January 1943, signed by Reinecke, contains a broad interpretation of the guards' right of self-defense against prisoners. For example, self-defense includes not only the guard's person, but his honor and property, and third parties, such as the State. (656-PS)

That Keitel knew of the appalling treatment of Russian prisoners of war, and the high death rate among them, appears from the statements in a letter sent to him by Rosenberg on 28 February 1942. The letter stressed the need for better treatment of the Russians, so that they would be well impressed by the Germans. (081-PS)

An order of Keitel's OKW provided that escaped officers and non-working non-commissioned officers other than Americans and British were to be turned over to the SIPO and SD upon recapture. The SIPO and SD, upon instructions from their chief, would then transport the men to the Mauthausen concentration camp under operation "Kugel" (L-158). Such prisoners were executed at Mauthausen upon arrival (2285-PS). Americans and British who were recaptured might be turned over to the SIPO and SD, upon decision of the "W.Kdos" from the OKW/o.i.c. (L-158)

(4) Killing of Hostages. Keitel's criminal activities are shown by the following two documents. On 16 December 1941 he signed an order stating that uprisings among German troops in occupied territories must be considered as inspired by a communist conspiracy, and that the death of one German soldier must mean death for fifty or one hundred communists. (829-PS)

Keitel also signed an order (received by the OKH on 1 October 1941) specifying that hostages should be well known, and that they should come from Nationalist, Democrat, or Communist political factions. After each act of sabotage hostages belonging to the saboteur's group should be shot. (1590-PS)

(5) Plunder of public and private property. The looting of cultural property was carried on chiefly under Rosenberg by the Einsatzstab Rosenberg, an organization established for that purpose. In the West he was to act in his capacity as Reichsleiter, and in the East in his capacity as Reichsminister. Keitel's OKW cooperated with Rosenberg, and directions for carrying out the order were to be issued by the Chief of the OKW in agreement with Rosenberg (149-PS). Keitel ordered the military authorities to cooperate in this program (137-PS; 138-PS). A memorandum of 17 May 1944 in the Rosenberg Ministry states that the Wehrmacht was one of the principal agencies engaged in removing treasures from Russia. (1107-PS)

Keitel was also responsible for the removal of machine tools, foodstuffs, and other materials from occupied territories. (1161-PS; 743-PS)

(6) The exaction of collective penalties. Collective penalties were exacted from the population for acts of individuals for which it could not be held responsible. Keitel advocated such measures. This appears from correspondence on acts of sabotage in the shipbuilding yards. (C-48; 870-PS; 871-PS)

(7) Germanization of Occupied Territories. On 16 July 1941 Keitel was present at a meeting with Hitler where the policy was announced of exploiting occupied Russian territory and making it part of the Reich. (L-221)

In order to promote a racially valuable German heritage an order signed by Hitler, Lammers, and Keitel provides for payment of subsidies to Norwegian or Dutch women who had borne children of German soldiers. The Chief of OKW was authorized to extend its application to other occupied territories. (2926-PS)

(8) Persecution of Minorities. Keitel's responsibility for the persecution of minorities in Germany appears from the fact that, with Hitler, Goering, and Lammers, he signed a decree on 7 October 1939 which provided that the harmful influence of foreigners must be eliminated from Germany; that Germans could be resettled by the Reichsfuehrer SS; and that the Reichsfuehrer SS could perform "all necessary general and administrative measures" to discharge this duty. (686-PS)

Keitel's responsibility for the criminal treatment of Jews is apparent from his own statement that the struggle against Bolshevism necessitated a ruthless proceeding against the Jews; the Wehrmacht was not to use them for any service, but they could be placed in labor columns under German supervision. (878-PS)


(1) Aggression against Austria. In June of 1937 von Blomberg ordered preparations for "Case Otto"-armed intervention in Austria in event of a Hapsburg restoration (C-175). New plans were made in 1938 under the same name. German policy in 1938 was to eliminate Austria and Czechoslovakia, and there was a campaign to undermine Austria's will to resist, by pressure on the government, by propaganda, and by fifth column activity. (1780-PS)

Keitel was present at Berchtesgaden when Schuschnigg visited Hitler there in February 1938. Schuschnigg was subjected to political and military pressure, which resulted in such concessions to the Nazis as the reorganization of the Austrian cabinet (1780-PS). Keitel and Jodl and Canaris were instructed to keep up the military pressure against Austria by simulating military measures until 15 February. (1780-PS) The OKW submitted proposals to Hitler regarding the Austrian campaign; these included suggestions of false rumors and broadcasts. A note in Jodl's handwriting states that Hitler approved the memorandum by telephone and that Canaris was informed. (1775-PS)

Hitler ordered preparation of "Case Otto"-mobilization of army units and air forces (1780-PS). Hitler's directive for "Case Otto" was initialed by Keitel and Jodl. Jodl issued supplementary instructions (C-102; C-103). Jodl initialed Hitler's order for the invasion of Austria. (C-182)

(2) The Execution of the plan to invade Czechoslovakia. On 21 April 1938 Hitler and Keitel met and discussed plans for the taking of Czechoslovakia. They considered a military attack after a period of diplomatic friction, or as the result of a created incident, such as the assassination of the German ambassador at Prague. (388-PS)

After the invasion of Austria, Wehrmacht planning was devoted to "Case Green," the operation against Czechoslovakia (1780-PS). Case Green was first drafted in 1937, when it was thought that a "probable warlike eventuality" would be "war on two fronts with the center of gravity in the southeast." A surprise attack on Czechoslovakia was considered possible (C-175). Through the late spring and summer of 1938 Case Green was revised and modified. The memoranda and correspondence are frequently signed or initialed by Keitel, and it is clear that he knew of Hitler's intention to use force against Czechoslovakia and made the plans to carry out that intention. (388-PS; 1780-PS; 2353-PS)

There were many meetings on Case Green in September 1938, some with Hitler, some with Keitel and Jodl. The timing of troop movements was discussed; the question of advance notice to OKH; preparations of railroads and fortifications; even propaganda to counteract the anticipated violations of International Law which the invasion would entail (388-PS; 1780-PS; C-2). Assistance was given by OKH to the Sudeten German Free Corps, an auxiliary military organization which operated under Henlein to create disorder in Czechoslovakia. (1780-PS; 388-PS)

In October 1938 Hitler addressed to the OKW four specific questions about the time and the forces that would be required to break Czech resistance in Bohemia and Moravia, and Keitel submitted the answers prepared by the OKH and Luftwaffe (388-PS). On 21 October 1938 Hitler signed an order (and Keitel initialed it) requiring the Wehrmacht to make preparations to take the remainder of Czechoslovakia. (C-136)

Two months later Keitel issued a supplement to this order, stating that on the order of the Fuehrer preparations for the liquidation of Czechoslovakia were to continue, and stressing the importance of having the attack well camouflaged and unwarlike in appearance. (C-138)

Keitel was present at the interview between Hitler and Hacha at the Reich Chancellery on 15 March 1939, when the Czech representatives delivered their country to Hitler, after hours of duress, which included the threat of immediate bombing of Prague. (2798-PS; 2943-PS)

(3) Aggression against Poland. On 25 March 1939-four days after Ribbentrop pressed new demands for Danzig on the Polish Ambassador-Hitler told von Brauchitsch, Commander-in-chief of the Army, that he did not intend to solve the Polish question by force for the time being but requested that plans for that operation be developed. (R-100)

On 3 April 1939 Keitel, as Chief of the High Command of the Armed Forces, reissued over his signature the directive for the Uniform Preparation for War by the Armed Forces for 1939/40. The directive, noting that the basic principles for the sections on "Frontier Defense" and "Danzig" remained unaltered, stated that Hitler had added the following directives to "Fall Weiss":

"1. Preparations must be made in such a way that the operation can be carried out at any time from 1.9.39 onwards.

"2. The High Command of the Armed Forces has been directed to draw up a precise timetable for "Fall Weiss" and to arrange by conferences the synchronized timings between the three branches of the Armed Forces.

"3. The plans of the branches of the Armed Forces and the details for the timetable must be submitted to the OKW by 1.5.39." (C-120)

It is noteworthy that, even in April of 1939, the tentative timetable called for the invasion of Poland to be carried out at any time from 1 September 1939 onwards.

About a week later, an order signed by Hitler was circulated to the highest commands of the Army, Navy and Air Force. This confirmed Keitel's directive to prepare for three eventualities: "Frontier Defense", "Fall Weiss", and the Annexation of Danzig. Annex II contained further instructions for "Fall Weiss". In the first paragraph, headed "Political Hypotheses and Aims", it was stated that should Poland adopt a threatening attitude toward Germany, a "final settlement" would be necessary notwithstanding the pact with Poland. "The aim is then to destroy Polish military strength . . ."

It was further stated that the Free State of Danzig would be incorporated into Germany at the outbreak of the conflict, at the latest. The directive continued: "Policy aims at limiting the war to Poland, and this is considered possible in view of the internal crisis in France and British restraint as a result of this."

The general political background against which the Armed Forces were to work having thus been set down, the later paragraphs outlined the tasks and operational objectives of the three branches of the Armed Forces. It was also decreed that a "camouflaged or open ('general' added in ink) mobilization will not be ordered before D-Day 1 at the latest possible moment", and further that the "preparations for the opening of operations are to be made in such a way that-without waiting for the planned assembly of mobilized units-positions can be taken up immediately by the first available troops." (C-120)

On 10 May an order signed by Hitler promulgated his instructions for the seizure of economic installations in Poland and directed the commanders-in-chief of the three branches of the armed forces to report by 1 August 1939 on the measures taken in consequence of these instructions. (C-120)

On 23 May 1939 Hitler called a meeting of his military leaders at the Reich Chancellery. Keitel was at the meeting; Jodl was not, but Warlimont (also from the Planning Department of OKW) was. Hitler announced the necessity of a war against Poland, not over Danzig, but in order to acquire living space in the East. he recognized the possibility that this would provoke a war against France and England, but the Wehrmacht was instructed to prepare detailed plans. (L-79)

A directive dated 22 June 1939, signed by Keitel as Chief of the OKW, indicates an advanced stage of preparation. On the basis of particulars already available from the Navy, Army, and Air Force, he stated, he had submitted to Hitler a "preliminary timetable" for "Fall Weiss." The Fuehrer was reported to be in substantial agreement with the intentions submitted by the three branches; he had also made suggestions with regard to the need to camouflage the scheduled maneuvers "in order not to disquiet the population," and had commented on the disposition of an SS Artillery Regiment. (C-126)

Two days later, Keitel issued instructions for further study on two specific problems: the capture, in undamaged condition, of bridges over the Vistula; and the possible adverse effect of Navy mining in Danzig Bay on the element of surprise in the Army's attack against the bridge at Dirschau, southeast of Danzig. (C-120)

On 22 August 1939, Hitler called together at Obersalzberg the Supreme Commanders of the three branches of the armed forces, as well as the lower ranking Commanding Generals (Oberbefehlshaber), and announced his decision to attack Poland near dawn on 26 August. Keitel was at this meeting. (L-3; 798-PS; 1014-PS)

Three documents reporting this meeting have been uncovered: the text of one, L-3, overlaps the contents of the other two, 798-PS and 1014-PS; the latter two appear to be complementary, 798-PS being a record of a morning speech, and 1014-PS of an afternoon speech. Violent and abusive language appears in both L-3 and 798-PS. That Hitler made, at a minimum, the following points, appears from all of them:

1. The decision to attack Poland was made last spring. (L-3; 798-PS)

2. The aim of the war in Poland is to destroy the Polish armed forces, rather than to reach a fixed line. (L-3; 1014-PS)

3. The attack will start early Saturday morning, 26 August (L-3; 1014-PS)

4. A spurious cause for starting the war will be devised by German propaganda. It is a matter of indifference whether it is plausible or not. The world will not question the victor (L-3; 1014-PS). The text in L-3 further describes the pretext to be used to start the war: "I'll let a couple of companies, dressed in Polish uniforms, make an assault in Upper Silesia or in the Protectorate."

A handwritten entry in the diary of Jodl, at that time Chief of the Operations Department of the OKW, confirms that the time for the attack on Poland had been fixed for 0430 on 26 August 1939. (1780-PS)

(4) Aggression against Norway and Denmark. On or about 12 September 1939 Hitler ordered the OKW to start preparations for the occupation of Norwegian bases early in 1940. (1546-PS)

The possibility of using Quisling was discussed with Hitler on 12 December 1939, in a conference at which Raeder, Keitel, and Jodl were present. Hitler agreed with Raeder's suggestion that, if he was favorably impressed with Quisling, the OKW should be authorized to prepare for the occupation either with Quisling's assistance, or by force. (C-64)

In January of 1940 the Navy was ordered to concentrate barges for the invasion, and further preparations were to be conducted under the code name "Weserubung" (C-63). The general directive for the invasion was issued by Hitler on 1 March 1940. (C-174; 1809-PS)

(5) Aggression against Belgium, the Netherlands, and Luxembourg. At a conference with Hitler on 23 May 1939 it was determined that the occupation of the Low Countries was necessary to the successful conduct of the war against England. A small planning staff was formed at OKW with responsibility for further planning of the invasion, and complete secrecy was invoked. Keitel was at this meeting. (L-79)

On 9 October 1939 it was stated in a general directive for the conduct of the war in the West that the invasion should be started soon, in order to protect the Ruhr and to provide air bases for use against England. A copy of this directive was distributed to OKW. (L-52)

In October and November of 1939 a number of military orders was issued concerning the invasion of the Low Countries-"Fall Gelb". Questions of how far the troops should advance under the plan were clarified (C-62; 440-PS). Instructions were issued concerning the deployment of troops, communications systems, crossing of the borders, and the administration and pacification of the countries to be taken (2329-PS). Provisions were made for special operations by the 7th Flieger Division near the Belgian-French border. (C-10)

Between 7 November 1939 and 9 May 1940 seventeen orders were issued setting and postponing the day for starting operations. These delays were caused by the weather. One of the orders, dated 11 January 1940, shows that all the others were concerned with the action against the Low Countries, and that the 7th Flieger Division (see C-10) was involved. All these orders were signed either by Keitel or Jodl. (C-72)

The development of the plans, and the various questions which came up for consideration are shown in the entries in Jodl's diary. At one point the Foreign Office did not regard the prepared justification for the attack as satisfactory, but Jodl thought it was sufficient. His diary shows the existence of the plan against the Low Countries and the steps taken to put it into execution. (1809-PS)

(6) Aggression against Greece and Yugoslavia. On 12 November 1940 Hitler issued orders to the Army to prepare for the occupation of the Greek mainland (444-PS). On 13 December 1940 a Hitler order stated that the invasion of Greece was planned and would start as soon as the weather became favorable. The composition of combat teams and their routes of march were given. When the Greek operation was concluded, the mass of the troops involved were to be employed for a new task. This order was distributed to the OKW, as well as to the three armed services. (1541-PS)

On 11 January 1941 Hitler ordered preparation for armed intervention in Albania, to assist the Italians against Greece. The order was initialed by Keitel and Jodl (448-PS). On 20 January 1941 Jodl reported, in notes of a meeting between Hitler and Mussolini, that Hitler stated that one of the purposes of German troop concentrations in Rumania was for use in his plan for the operation against Greece. This was four months prior to the attack. (C-134)

On 19 February 1941 an OKW order signed by Warlimont gave decisions for carrying out the Greek campaign, providing that pontoon building would commence on 26 February, and that the Danube would be crossed on 2 march. (C-59)

On 18 march 1941 Raeder, in the presence of Keitel and Jodl, asked for confirmation that the whole of Greece would have to be occupied even in the event of a peaceful settlement, and Hitler replied that complete occupation was a prerequisite to any settlement. (C-167)

At a meeting on 27 March 1941, attended by both Keitel and Jodl, Hitler outlined the proposed operations against Yugoslavia and Greece. The actual plan for military operations, Directive No. 25, was issued on the same day. (1746-PS)

(7) Aggression against the U.S.S.R. On 12 November 1940 Hitler issued a directive in which, among other things, it was stated that preparations for the East already verbally ordered should be continued, regardless of the outcome of current political discussions for the clarification of Russia's attitude. The directive was initialed by Jodl. (444-PS)

The original directive for preparation of the attack on Russia-case "Barbarossa"-was signed by Hitler on 18 December 1940 and initialed by Keitel and Jodl (446-PS). On 3 February 1941 Hitler held a meeting to discuss the intended invasion. Keitel and Jodl were both present (872-PS). On 1 March 1941 an OKW map was prepared to show the intended division of occupied Russian territory. The distribution list shows that Keitel and Jodl received copies. (1642-PS)

In March of 1941 Keitel wrote to Reich Minister Todt to give him detailed instructions about camouflaging the coming invasion. The letter was initialed by Jodl. (874-PS)

On 13 March 1941 Keitel issued an operational supplement to Hitler's Barbarossa order (446-PS). This order defined the area of operations and established the relationship between political and military officers in those areas (447-PS). On 1 June 1941 there was issued, with Hitler's approval, a timetable for the invasion, showing the disposition and missions of the Army, Navy, and Air Force. This paper was signed by Keitel (C-39). On 14 June 1941 an order was issued for final reports on Barbarossa to be made in Berlin by Army, Navy, and Air Commanders. (C-78)

While the foregoing preparations were being made, planning for the production of armaments and supplies was being conducted by one of Keitel's subordinates, General Thomas, Chief of the Wirtschaft Ruestungsamt in OKW. (2353-PS)

By a Fuehrer order dated 20 April 1941 Rosenberg was appointed "Deputy for a Centralized Treatment of Problems concerning the Eastern Territories". Jodl and Warlimont were appointed Keitel's representatives with the Rosenberg office (865-PS). A preliminary report by Rosenberg on his work up to the time of the invasion mentions Keitel and Jodl as having consulted and worked with him in those preparations. (1039-PS)

A memorandum written by General Thomas on 20 June 1941 states that Keitel had confirmed to him Hitler's policy on raw materials-that it took less manpower to seize territories containing raw materials, than it did to make synthetic substitutes. (1456-PS)

(8) War Crimes and Crimes against Humanity;-Crimes against Military Personnel-Lynching of Allied Airmen. On 21 May 1944 Keitel received a note from WFST to the effect that Hitler had decided that enemy fliers who had been forced down should be shot without court-martial, if they had engaged in "acts of terror". Keitel wrote on the note "Please arrange for order to be drafted. K". (731-PS)

By 4 June 1944 Jodl and Warlimont were ready to go ahead with formulating the plans. Goering was to be asked what actions of enemy fliers should be punishable by death; the Airmen's Reception Camp at Oberursel was to be told which fliers should be delivered to the SD; and the Foreign Office was to be kept advised. (737-PS)

At subsequent conferences Keitel and Jodl raised questions about the difficulty of establishing general rules in such a matter. The "Acts of Terror" were:

1. Low level attacks on civilians.

2. Shooting German fliers in parachutes.

3. Attacks on civilian passenger planes.

4. Attacks on Red Cross hospitals or trains. (735-PS)

On 17 June 1944 Keitel wrote to the Foreign office to ask their approval of the proposed measure and the agreed definition of "Acts of Terror" (730-PS). On the same day Keitel wrote to Goering to ask for his approval of the definitions of "Acts of Terror", and also to ask that he give verbal instructions to the Commandant of the camp at Oberursel to hand over fliers guilty of such acts to the SD. Both Keitel and Jodl initialed this letter (729-PS). Goering replied that fliers not guilty of acts of terror must be protected, and suggested that such matters be handled by the courts. (732-PS)

A draft of a Foreign Office letter dated 20 June 1944 expresses misgivings about the Geneva Convention, and concern about the publicity that would be involved. (728-PS)

On 26 June 1944 Goering's adjutant telephoned the WFST to say that Goering agreed to the procedures suggested. (733-PS)

On 29 June Warlimont was informed that Ribbentrop had approved the Foreign Office draft (728-PS), but wished to obtain Hitler's approval before communicating his own final written approval to Keitel. (740-PS)


Document Description Vol. Page

Charter of the International Military Tribunal, Article 6...... I 5

International Military Tribunal, Indictment Number 1, Section IV (H); Appendix A...... I 29,66

Note: A single asterisk (*) before a document indicates that the document was received in evidence at the Nurnberg trial. A double asterisk (**) before a document number indicates that the document was referred to during the trial but was not formally received in evidence, for the reason given in parentheses following the description of the document. The USA series number, given in parentheses following the description of the document, is the official exhibit number assigned by the court.

081-PS Letter from Rosenberg to Keitel, 28 February 1942, concerning mistreatment of Soviet prisoners of war...... III 126

*137-PS Copy of Order from Keitel to Commanding General of Netherlands, 5 July 1940, to cooperate with the Einsatzstab Rosenberg. (USA 379)...... III 185

138-PS Copy of Order from Keitel to Commanding General of France, 17 September 1940, to cooperate with the Einsatzstab Rosenberg...... III 186

*149-PS Hitler Order, 1 March 1942, establishing authority of Einsatzstab Rosenberg. (USA 369)...... III 190

*375-PS Case Green with wider implications, report of Intelligence Division, Luftwaffe General Staff, 25 August 1938. (USA 84)...... III 280

*388-PS File of papers on Case Green (the plan for the attack on Czechoslovakia), kept by Schmundt, Hitler's adjutant, April-October 1938. (USA 26)...... III 305

*440-PS Directive No. 8 signed by Keitel, 20 November 1939, for the conduct of the war. (GB 107)...... III 397

*444-PS Original Directive No. 18 from Fuehrer's Headquarters signed by Hitler and initialed by Jodl, 12 November 1940, concerning plans for prosecution of war in Mediterranean Area and occupation of Greece. (GB 116)...... III 403

*446-PS Top Secret Fuehrer Order No. 21 signed by Hitler and initialed by Jodl, Warlimont and Keitel, 18 December 1940, concerning the Invasion of Russia (case Barbarossa). (USA 31)...... III 407

*447-PS Top Secret Operational Order to Order No. 21, signed by Keitel, 13 March 1941, concerning Directives for special areas. (USA 135)...... III 409

*448-PS Hitler Order No. 22, initialed by Keitel and Jodl, 11 January 1941, concerning participation of German Forces in the Fighting in the Mediterranean Theater of Operations. (GB 118)...... III 413

*498-PS Top Secret Fuehrer Order for killing of commandos, 18 October 1942. (USA 501)...... III 416

*503-PS Letter signed by Jodl, 19 October 1942, concerning Hitler's explanation of his commando order of the day before (Document 498-PS). (USA 542)...... III 426

*508-PS OKW correspondence, November 1942, about shooting of British glider troops in Norway. (USA 545)...... III 430

*509-PS Telegram to OKW, 7 November 1943, reporting "special treatment" for three British commandos. (USA 547)...... III 433

*512-PS Teletype from Army Commander in Norway, 13 December 1942, concerning interrogation of saboteurs before shooting; and memorandum in reply from OKW, 14 December 1942. (USA 546)...... III 433

*531-PS OKW memorandum, 23 June 1944, citing inquiry from Supreme Command West about treatment of paratroopers. (USA 550)...... III 435

*537-PS Order signed by Keitel, 30 July 1944, concerning treatment of members of foreign "Military Missions", captured together with partisans. (USA 553)...... III 439

*551-PS Order signed by Keitel, 26 June 1944, concerning treatment of Commando participants. (USA 551)...... III 440

*553-PS Order signed by Keitel, 4 August 1942, regulating treatment of paratroops. (USA 500)...... III 441

*556-2-PS Order initialed by Keitel, 8 September 1942, for civilians to work on "West Wall". (USA 194)...... III 443

*656-PS Letter, undated, from Bormann to Political leaders, enclosing Order of Supreme Command of the Wehrmacht, 29 January 1943, relating to self-defense against prisoners of war. (USA 339)...... III 470

666-PS Directives issued by the Fuehrer and Supreme Commander of the Armed Forces signed by Keitel, 7 December 1941, for prosecution of offenses against the Reich...... III 474

*668-PS Letter from Chief of the SIPO and SD and OKW letter, 24 June 1942, concerning prosecution of punishable offenses against the Reich or occupation forces in occupied territories. (USA 504)...... III 476

*686-PS Decree of the Fuehrer and Reich Chancellor to strengthen German Folkdom, 7 October 1939, signed by Hitler, Goering, Lammers and Keitel. (USA 305)...... III 496

695-PS OKW Order signed by Reinecke, 24 March 1942, concerning treatment of Soviet prisoners of war...... III 498

*728-PS Letter of Foreign Office to Chief of Supreme Command of Armed Forces, 20 June 1944, concerning treatment of enemy terror aviators. (GB 152)...... III 526

729-PS Handwritten note initialed Keitel, 14 June 1944, concerning treatment of enemy terror aviators...... III 529

730-PS Draft of letter to Foreign Office, attention Ambassador Ritter, 15 June 1944, concerning treatment of enemy aviators...... III 530

731-PS Memorandum initialed by Jodl, 22 May, concerning measures to be taken against Anglo-American air crews in special instances...... III 531

732-PS Letter from Feske to Keitel, 19 June 1944, concerning treatment of enemy terror aviators...... III 532

733-PS Telephone memorandum, 26 June 1944, concerning treatment of terror aviators...... III 533

*735-PS Minutes of meeting, 6 June 1944, to fix the cases in which the application of Lynch Law against Allied airmen would be justified. (GB 151)...... III 533

737-PS Conference Notes, 4 June 1944, concerning treatment of enemy terror aviators...... III 536

*740-PS Letter from Warlimont, 30 June 1944, concerning treatment of enemy terror aviators. (GB 153)...... III 537

743-PS Order signed by Keitel, 8 September 1944, instructing the Armed Forces to support Koch in the exploitation and evacuation of Baltic territories...... III 539

*795-PS Keitel's conference, 17 August 1939, concerning giving Polish uniforms to Heydrich. (GB 54)...... III 580

*798-PS Hitler's speech to Commanders-in-Chief, at Obersalzberg, 22 August 1939. (USA 29)...... III 581

829-PS Order signed by Keitel, 16 December 1941, for ruthless suppression of uprisings in occupied territories...... III 597

833-PS Instructions by Admiral Canaris, Head of the Abwehr, 2 February 1942, concerning prosecution of crimes against the Reich or occupying forces in the occupied territories...... III 600

*865-PS Correspondence between Keitel, Rosenberg and Lammers, April 1941, concerning appointment of Jodl and Warlimont as OKW representatives with Rosenberg. (USA 143)...... III 621

870-PS Report of December 1944 from Terboven to Hitler concerning sabotage in Oslo, with marginal comment by Keitel approving suggestion to shoot relatives of saboteurs...... III 623

*871-PS Teletype from Keitel to Lammers, 6 December 1944, agreeing that reprisals must be ruthless. (GB 322)...... III 626

*872-PS Memorandum of Discussion between the Fuehrer and the OKW, concerning case "Barbarossa" and "Sonnenblume" (African operation). (USA 134)...... III 626

874-PS Draft letter to Todt, initialed K, J, and W, 9 March 1941, concerning Deception measures...... III 634

878-PS Draft of Order signed by Keitel, 12 September 1941, providing that Jews may be put in labor-columns...... III 636

*1014-PS Hitler's speech to Commanders-in-Chief, 22 August 1939. (USA 30)...... III 665

*1039-PS Report concerning preparatory work regarding problems in Eastern Territories, 28 June 1941, found in Rosenberg's "Russia File". (USA 146)...... III 695

1107-PS Office memorandum, 17 May 1944, in Rosenberg Ministry concerning the Wehrmacht's function in removing treasures from the USSR...... III 789

1161-PS OKW, 31 May 1940, setting up economic reconnaissance teams to procure all important stocks of raw materials, machinery, etc. in Belgium, Holland and Northern France...... III 816

*1292-PS Memorandum of conference with Hitler, 4 January 1944, concerning allocation of labor, 1944. (USA 225)...... III 866

*1456-PS Thomas memorandum 20 June 1941; Keitel consulted about resources of USSR. (USA 148)...... IV 21

*1519-PS Circular from Bormann, 30 September 1941, containing text of OKW of 8 September 1941 on treatment of Soviet prisoners of war. (GB 525)...... IV 58

*1538-PS Report from German Military Attaché in Tokyo to Office Foreign Intelligence, 24 may 1941. (USA 154)...... IV 100

*1541-PS Directive No. 20, Operation Marita, 13 December 1940. (GB 117)...... IV 101

1546-PS Raeder memorandum, 9 April 1940, concerning occupation of Norway...... IV 104

1590-PS Order received by OKH signed by Keitel, 1 October 1941, containing regulations for the shooting of hostages......IV 127

1642-PS Distribution list, 1 March 1941, for secret map of Soviet Union...... IV 154

*1666-PS Decree appointing Sauckel General Plenipotentiary for Manpower, 21 March 1942 and decree of Goering conferring certain powers on Sauckel, 27 March 1942. 1942 Reichsgesetzblatt, part I, pp. 179-180. (USA 208)...... IV 182

*1746-PS Conference between German and Bulgarian Generals, 8 February 1941; speech by Hitler to German High Command on situation in Yugoslavia, 27 March 1941; plan for invasion of Yugoslavia, 28 March 1941. (GB 120)...... IV 272

*1774-PS Extracts from Organizational Law of the Greater German Reich by Ernst Rudolf Huber. (GB 246)...... IV 349

*1775-PS Propositions to Hitler by OKW, 14 February 1938. (USA 73)...... IV 357

*1780-PS Excerpts from diary kept by General Jodl, January 1937 to August 1939. (USA 72)...... IV 360

*1809-PS Entries from Jodl's diary, February 1940 to May 1940. (GB 88)...... IV 377

1915-PS Decree concerning leadership of Armed Forces, 4 February 1938. 1938 Reichsgesetzblatt, part I, p. 111...... IV 552

1954-PS Deposition of Keitel, 3 August 1945, on his official functions and relation to Nazi Party...... IV 592

*2018-PS Fuehrer's decree establishing a Ministerial Council for Reich Defense, 30 August 1939. 1939 Reichsgesetzblatt, Part I, p. 1539. (GB 250)...... IV 650

*2031-PS Decree establishing a Secret Cabinet Council, 4 February 1938. 1938 Reichsgesetzblatt, part I, p. 112. (GB 217)...... IV 654

2039-PS Decree concerning the conditions of employment of Eastern workers, 30 June 1942. 1942 Reichsgesetzblatt, Part I, p. 419...... IV 655

*2194-PS Top secret letter from Ministry for Economy and Labor, Saxony, to Reich Protector in Bohemia and Moravia, enclosing copy of 1938 Secret Defense Law of 4 September 1938. (USA 36)...... IV 843

2231-PS Excerpt from von Stutterheim, "Die Reichskanzlei" (1940), pp. 19-34...... IV 873

*2285-PS Affidavit, 13 May 1945, by two French officers, about shooting of prisoners at Mauthausen. (USA 490)...... IV 991

*2329-PS Order by Commander in Chief of the Army, 7 October 1939. (GB 105)...... IV 1037

*2353-PS Extracts from General Thomas' Basic Facts for History of German War and Armament Economy. (USA 35)...... IV 1071

*2608-PS Frick's lecture, 7 March 1940, on "The Administration in Wartime". (USA 714)...... V 327

2746-PS Decree concerning organization of Criminal Jurisdiction against Poles and Jews in Incorporated Territories, 4 December 1941. 1941 Reichsgesetzblatt, Part i, pp. 759761...... V 386

*2798-PS German Foreign Office minutes of the meeting between Hitler and President Hacha of Czechoslovakia, 15 March 1939. (USA 118; GB 5)...... V 433

2926-PS Decree concerning the care of children begotten by members of the Wehrmacht Personnel in Occupied Territories, 28 July 1942. 1942 Reichsgesetzblatt, Part I, p. 488...... V 592

*2943-PS Documents Numbers 55, 57, 62, 65, 66, 73, 77 and 79 in the French Yellow Book. Excerpts from eight dispatches from M. Coulondre, the French Ambassador in Berlin, to the French Foreign Office, between 13 and 18 March 1939. (USA 114)...... V 608

*3012-PS Order signed Christiansen, 19 March 1943, to all group leaders of Security Service, and record o telephone conversation signed by Stapj, 11 March 1943. (USA 190)...... V 731

3019-PS Announcement of Keitel as Chief of Wehrmacht, published in The Archives, Vol. 18, p. 860...... V 737

3020-PS Fuehrer's speech in Reichstag on 19 July 1940, published in The Archives, Vol. 76, p. 386...... V 737

**3047-PS File notes on conference in Fuehrer's train on 12 September 1939; report on execution of Jews in Borrisow; and entries from diary of Admiral Canaris. (USA 80) (Referred to but not offered in evidence.)...... V 766

*3702-PS Affidavit of Colonel-General Franz Halder, 7 November 1945. (USA 531)...... VI 411

*3704-PS Affidavit of Field Marshall Werner von Blomberg, 7 November 1945. (USA 536)...... VI 414

*3705-PS Affidavit of Field Marshal Walter von Brauchitsch, 7 November 1945. (USA 535)...... VI 415

*3707-PS Affidavit of Colonel-General Franz Halder, 13 November 1945. (USA 533)...... VI 419

*3786-PS Stenographic transcript of a meeting in the Fuehrer's Headquarters, 27 January 1945. (USA 787)...... VI 655

*C-2 Examples of violations of International Law and proposed counter propaganda, issued by OKW, 1 October 1938. (USA 90)...... VI 799

C-6 Order by Keitel for intensified sea and air measures in connection with Fall "Gelb", 30 December 1939...... VI 816

*C-10 OKW directive, 28 November 1939, signed by Keitel, subject: Employment of 7th Flieger Division. (GB 108)...... VI 817

*C-39 Timetable for Barbarossa, approved by Hitler and signed by Keitel. (USA 138)...... VI 857

C-48 Order signed by Keitel, 30 November 1944, concerning sabotage in Norway and Denmark...... VI 870

*C-50 Covering letters and Order of 13 May 1941, signed by Keitel on ruthless treatment of civilians in the USSR for offenses committed by them. (USA for offenses committed by them. (USA 554; GB 162)...... VI 871

C-51 Order signed by Keitel, 27 July 1941, for destruction of all copies of Order of 13 May 1941 (document C-50) without affecting its validity...... VI 875

*C-52 Order signed by Keitel, 23 July 1941, to abandon legal prosecution and punishment in USSR and use terrorism instead. (GB 485)...... VI 876

*C-59 Order signed by Warlimont for execution of operation "Marita", 19 February 1941. (GB 121)...... VI 879

*C-62 Directive No. 6 on the conduct of war, signed by Hitler, 9 October 1939; directive by Keitel, 15 October 1939 on Fall "Gelb". (GB 106)...... VI 880

*C-63 Keitel order on preparation for "Weseruebung", 27 January 1940. (GB 87)...... VI 883

*C-64 Raeder's report, 12 December 1939, on meeting of Naval Staff with Fuehrer. (GB 86)...... VI 884

*C-72 Orders postponing "A" day in the West, November 1939 to May 1940. (GB 109)...... VI 893

*C-75 OKW Order No. 24 initialed Jodl, signed Keitel, 5 March 1941, concerning collaboration with Japan. (USA 151)...... VI 906

*C-78 Schmundt's Order of 9 June 1941, convening conference on Barbarossa on 14 June. (USA139)...... VI 909

*C-102 Document signed by Hitler relating to operation "Otto", 11 March 1938. (USA 74)...... VI 911

*C-103 Directive signed by Jodl, 11 March 1938, on conduct towards Czech or Italian troops in Austria. (USA 75)...... VI 913

*C-120 Directives for Armed Forces 193940 for "Fall Weiss", operation against Poland. (GB 41)...... VI 916

*C-126 Preliminary Time Table for "Fall Weiss" and directions for secret mobilization, (GB 45)...... VI 932

*C-134 Letter from Jodl enclosing memorandum on conference between German and Italian Generals on 19 January and subsequent speech by Hitler, 20 January 1941. (GB 119)...... VI 939

*C-136 OKW Order on preparations for war, 21 October 1938, signed by Hitler and initialed by Keitel. (USA 104)...... VI 947

*C-137 Keitel's appendix of 24 November 1938 to Hitler Order of 21 October 1938. (GB 33)...... VI 949

*C-138 Supplement of 17 December 1938, signed by Keitel, to 21 October Order of the OKW. (USA 105)...... VI 950

*C-148 Keitel Order, 16 September 1941, subject: Communist Insurrection in Occupied Territories. (USA 555)...... VI 961

*C-152 Extract from Naval War Staff files, 18 March 1941, concerning audience of C-in-C of Navy with Hitler on 18 March 1941. (GB 122)...... VI 966

*C-167 Report of meeting between Raeder and Hitler, 18 March 1941. (GB 122)...... VI 977

*C-174 Hitler Order for operation "Weseruebung", 1 March 1940. (GB 89)...... VI 1003

*C-175 OKW Directive for Unified Preparation for War 1937-1938, with covering letter from von Blomberg, 24 June 1937. (USA 69)...... VI 1006

*C-182 Directive No. 2 from Supreme Commander Armed Forces, initialed Jodl, 11 March 1938. (USA 77)...... VI 1017

*C-194 Orders by Keitel and Commander-in-Chief of Navy, 6 March 1936, for Navy cooperation in Rhineland occupation. (USA 55)...... VI 1019

*D-39 Telegrams relating to activities against partisans in Italy. (GB 275)...... VI 1023

*D-569 File of circulars from Reichsfuehrer SS, the OKW, Inspector of Concentration Camps, Chief of Security Police and SD, dating from 29 October 1941 through 22 February 1944, relative to procedure in cases of unnatural death of Soviet PW, execution of Soviet PW, etc. (GB 277)...... VII 74

*D-730 Statement of PW Walther Grosche, 11 Dec3ember 1945. (GB 279)...... VII 177

*D-731 Statement of PW Ernst Walde, 13 December 1945. (GB 178)...... VII 183

*D-735 Memorandum of conference between German Foreign Minister and Count Ciano in presence of Keitel and Marchal Cavallero, 19 December 1942. (GB 295)...... VII 190

*D-763 Circular of OKW, 18 August 1944, regarding penal jurisdiction of non-German civilians in Occupied Territories. (GB 300)...... VII 222

*D-764 Circular of OKW, 18 August 1944, concerning combatting of "terrorists" and "saboteurs" in Occupied Territories and jurisdiction relative thereto. (GB 299)...... VII 223

*D-765 Directives of OKW, 2 September 1944, regarding offenses by non-German civilians in Occupied Territories. (GB 302)...... VII 225

*D-766 Circular of OKW, 4 September 1944, regarding offenses by non-German civilians in Occupied Territories. (GB 301)...... VII 226

*D-767 Memorandum, 13 September 1944, on offenses by non-German civilians in Occupied Territories. (GB 303)...... VII 228

*D-769 Telegram signed by Gen. Christiansen, 21 September 1940, relative to application of capital punishment in connection with Railway strike in Holland. (GB 304)...... VII 229

*D-770 Circular, 24 September 1944, on offenses of non-German civilians in Occupied Territories. (GB 305)...... VII 229

*D-774 Directive of Chief of OKW to German Foreign Office at Salzburg, on treatment of Allied "Terrorist"-flyers, 14 June 1944. (GB 307)...... VII 231

*D-775 Draft of directive, 14 June 1944, from OKW to Supreme Commander of "Luftwaffe", regarding treatment of Allied "Terrorist"-flyers. (GB 308)...... VII 232

*D-776 Draft of directive of Chief of OKW, 15 June 1944, to German Foreign Office at Salzburg, concerning treatment of Allied "Terrorist"-flyers. (GB 309)...... VII 233

*D-777 Draft of directive, 15 June 1944, from OKW to Supreme Commander of "Luftwaffe" concerning treatment of Allied "Terrorist"-flyers. (GB 310)...... VII 234

*D-779 Letter from Reichsmarshal to Chief of OKW, 19 August 1944, regarding treatment of Allied "Terrorist"-flyers. (GB 312)...... VII 235

*D-780 Draft of communication from Ambassador Ritter, Salzburg, to Chief of OKW, 20 June 1944, on treatment of Allied "Terrorist"-flyers. (GB 313)...... VII 236

*D-781 Note of OKW to Supreme Commander of "Luftwaffe", 23 June 1944, regarding treatment of Allied "Terrorist"-flyers. (GB 314)...... VII 239

*D-782 Note from German Foreign Office, Salzburg, 25 June 1944, to OKW. (GB 315)...... VII 239

*D-783 Note of a telephone communication, 26 June 1944, with regard to treatment of "Terrorist"-aviators. (GB 316)...... VII 240

*D-784 Note from Operation Staff of OKW signed Warlimont, 30 June 1944, concerning treatment of Allied "Terrorist"-flyers. (GB-317)...... VII 240

*D-785 Note from OkW to Supreme Commander of "Luftwaffe", 4 July 1944, concerning "Terror"-flyers. (GB 318)...... VII 241

*D-786 Note, 5 July 1944, on "Terror"-flyers. (GB 319)...... VII 242

*EC-177 Minutes of second session of Working Committee of the Reich Defense held on 26 April 1933. (USA 390)...... VII 328

*EC-194 Secret memorandum of Keitel concerning use of prisoners of war in the war industry, 31 October 1941. (USA 214)...... VII 336

*EC-286 Correspondence between Schacht and Goering, March-April 1937, concerning price control. (USA 833)...... VII 380

EC-338 Memorandum of 15 September 1941 from Canaris to Keitel concerning an OKW Order regulating the treatment of Soviet prisoners of war...... VII 411

*EC-406 Minutes of Eleventh Meeting of Reichs Defense Council, 6 December 1935. (USA 772)...... VII 455

*EC-407 Minutes of Twelfth Meeting of Reichs Defense Council, 14 May 1936. (GB 247)...... VII 462

**L-3 Contents of Hitler's talk to Supreme Commander and Commanding Generals, Obersalzberg, 22 August 1939. (USA 28) (Referred to but not offered in evidence.)...... VII 752

*L-52 Memorandum and Directives for conduct of war in the West, 9 October 1939. (USA 540)...... VII 800

*L-79 Minutes of conference, 23 May 1939, "Indoctrination on the political situation and future aims". (USA 27)...... VII 847

*L-90 Fuehrer decree, February 1942, concerning prosecution of offenses in Occupied Territory; "First Ordinance" signed by Keitel for execution of the directive; memorandum of 12 December 1941, signed by Keitel. (USA 503)...... VII 871

*L-158 Circular letter from SIPO and SD Commander of Radom District, 28 March 1944, concerning measures to be taken against escaped officers and non-commissioned officer PWs. (USA 514)...... VII 906

L-179 Letter from RSHA to police officials, 5 November 1942, concerning criminal procedure against Poles and members of Eastern people...... VII 976

*L-211 OKW circular entitled Direction of War as Problem of Organization, 19 April 1938. (GB 161)...... VII 1043

*L-221 Bormann report on conference of 16 July 1941, concerning treatment of Eastern populations and territories. (USA 317)...... VII 1086

*R-100 Minutes of instructions given by Hitler to General von Brauchitsch on 25 March 1939. (USA 121)...... VIII 83

*UK-20 Keitel Order on treatment of supporters of De Gaulle who fight for Russians, 26 May 1943. (GB 163)...... VIII 538

*UK-57 Keitel directives, 4 January 1944 and 21 April 1944, concerning counteraction to Kharkov show trial. (GB 164)...... VIII 539

*UK-66 Report of British War Crimes Section of Allied Force Headquarters on German reprisals for partisan activity in Italy. (GB 274)...... VIII 572

Affidavit A Affidavit of Erwin Lahousen, 21 January 1946, substantially the same as his testimony on direct examination before the International Military Tribunal at Nurnberg 30 November and 1 December 1945...... VIII 587

Affidavit I Affidavit of Leopold Buerkner, 22 January 1946...... VIII 647

Statement III The Origin of the Directives of the Supreme Command of the Armed Forces, by Wilhelm Keitel, Nurnberg, 15 September 1945...... VIII 669

Statement IV The Position and Powers of the Chief of the OKW, by Wilhelm Keitel, Nurnberg, 9 October 1945...... VIII 672

Statement V Notes Concerning Actions of German Armed Forces During the War and in Occupied Territory, by Wilhelm Keitel, Nurnberg, 19 October 1945...... VIII 678

Statement VI The Relationship Between Canaris and Keitel, by Erwin Lahousen, Nurnberg, 23 October 1945...... VIII 682

Statement IX My Relationship to Adolf Hitler and to the Party, by Erich Raeder, Moscow, fall 1945...... VIII 707

**Chart No. 7 Organization of the Wehrmacht 1938-1945. (Enlargement displayed to Tribunal.)...... VIII 776

Chapter XVI Part 3 Contents Chapter XVI Part 5

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